Compliance Analyst-Fiduciary

UMB Bank • Phoenix, AZ • 1h ago

Corporate Compliance Services partners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of corporations.

This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes a strong culture of compliance, and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.

As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.

How you'll spend your time:

Perform compliance monitoring to validate the effectiveness of compliance policies and procedures and regulatory requirements.

Review and assess the first line of defense quality control activities for completion, appropriateness of design, and escalate concerns when appropriate.

Perform risk assessments over third parties used by the lines of business.

Review substantiated complaints for proper resolution and determine if thematic concerns exist.

Review incentive compensation plans and marketing materials for compliance considerations.

We're excited to talk with you if you have:

You have a Bachelor's degree or equivalent work experience in Accounting, Finance or Business Administration.

You have at least two (2) years' experience working in a compliance, risk management, audit, monitoring or internal control related capacity.

Bonus points if:

You are a Certified Fiduciary investment Risk Specialist (CFIRS) or Certified Internal Auditor (CIA)You have experience supporting trust, fiduciary, wealth management, or investment advisory activities

This position was posted on 07/21/2026. The application deadline for this position is 45 days from the posting date unless filled earlier.

Compensation Range:

$67,869 - $99,836

The posted compensation range on this listing represents UMB's good faith and reasonable estimate based on its budget and what it expects to be the starting pay for this role, but the actual compensation may vary by geographic location, experience level, and other job-related factors. Please see the description of benefits included with this job posting for additional information.

UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more?

You're more than a means to an end-a way to help us meet the bottom line. UMB isn't comprised of workers, but of people who care about their work, one another, and their community. Expect more than the status quo. At UMB, you can expect more heart. You'll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing, no matter what. And, expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

UMB and its affiliates are committed to inclusion and diversity and provide employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex (including gender, pregnancy, sexual orientation, and gender identity), national origin, age, disability, military service, veteran status, genetic information, or any other status protected by applicable federal, state, or local law. If you need accommodation for any part of the employment process because of a disability, please send an e-mail to talentacquisition@umb.com to let us know the nature of your request.

If you are a California resident, please visit our Privacy Notice for California Job Candidates (https://p1.aprimocdn.net/umb/cdbf5f22-8f7a-43b9-bd03-b09f014a39c3/Privacy\Notice\for\California\Candidates\Original\file.pdf) to understand how we collect and use your personal information when you apply for employment with UMB.

LI-MC1

Who we are

We are more than a company. We are advisors, consultants, problem solvers, friends, community members, experts, and we are here to help you make the best of every moment with a financial foundation that can help you succeed.

Learn more about UMB's vision (https://p1.aprimocdn.net/umb/8cf58ce2-e9d6-4621-b60a-b09f01638943/UMB\Tuce\Book\Original\file.pdf)

Check out the road to a career at UMB

Similar Jobs

Account Director, CRO Partnerships

Norstella • Phoenix, AZ • 18min ago

Account Director, CRO Partnerships Company: Citeline Location: Remote, United States Date Posted: Jul 21, 2026 Employment Type: Full Time Job ID: R-2067 Description About Norstella: Norstella is a premier and critical gl...

18min ago

Go to Apply

Registered Nurse

Adecco US, Inc. • Phoenix, AZ • 19min ago

Hospital & Medical

Registered Nurse (RN) | Phoenix, AZ $10,000 Sign-On Bonus | Behavioral Health Nursing | Multiple Shift Options Schedule: Full-Time | 3x12s Shift Options: Days, Nights, and Weekend Opportunities Available Employment Type:...

19min ago

Go to Apply

Account Executive, Endoscopic (KY, S. Indiana, Cincinnati Territory)

Fujifilm • Phoenix, AZ • 27min ago

Sales & Marketing

Position Overview The Account Executive, ES (Territory - KY, Southern Indiana, & Cincinnati) is responsible for the generation of sales revenue for the organization through personal interaction with prospective custo...

27min ago

Go to Apply

Security Officer - Bank Anchor Flex

Allied Universal • Phoenix, AZ • 1h ago

Finance, Accounting & Banking

Allied Universal®, North America's leading security and facility services company, offers rewarding careers that provide you a sense of purpose. While working in a dynamic, welcoming, and collaborative workplace, you wil...

1h ago

Go to Apply

Administrative Assistant II - Public Works

Town of Gilbert • Gilbert, AZ • 2h ago

Management & Administrative

Administrative Assistant II - Public Works Print ( https://www.governmentjobs.com/careers/gilbert/jobs/newprint/5412076 ) Apply ? Administrative Assistant II - Public Works Salary $22.94 - $33.26 Hourly Location North Wa...

2h ago

Go to Apply

Administrative Support-HIRING ASAP

Actalent • Phoenix, AZ • 2h ago

Management & Administrative

Job Title: Administrative SupportJob Description We are seeking a reliable and detail-oriented Administrative Assistant to support engineering and equipment installation teams at a North Phoenix project site. Based out o...

2h ago

Go to Apply

Administrative Support

Actalent • Phoenix, AZ • 2h ago

Management & Administrative

2h ago

Go to Apply

26/27 SY - Elementary, SPICE 2 SPED Teacher

Amergis • Gilbert, AZ • 3h ago

The Special Education Teacher, under the direction of the Special Education Program Administrator provides quality services to special education students, kindergarten through grade 12. The Special Education Teacher has...

3h ago

Go to Apply

26/27 SY - 2x Floating Nurses

Amergis • Tempe, AZ • 3h ago

Hospital & Medical

The School Registered Nurse oversees the application of the nursing process and the delivery of student care in a school setting. The School RN supports the physical, mental and emotional well-being of students within th...

3h ago

Go to Apply

26/27 SY Registered Behavior Technician

Amergis • Phoenix, AZ • 3h ago

IT & Engineering

The Registered/Certified Behavior Technician works to implement behavioral intervention plans and facilitate educational and behavioral services with children and adults with special needs and collaborates with school pr...

3h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)