Brokerage Operations Specialist

ASSOCIATED BANK NA • Green Bay, WI • 3h ago

JOB REQUIREMENTS: At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. Associated Bank requires you to directly represent yourself and your own experiences during the recruiting and hiring process. Associated Bank conducts a thorough background check on all new hires. Join Associated Bank as a Brokerage Operations Specialist and play a key role in supporting brokerage, mutual fund, annuity, and life insurance business. In this role, you\'ll ensure transactions are processed accurately, support financial advisors and branch colleagues, and help deliver an exceptional client experience. This is a great opportunity to build expertise in investment operations and grow your career within wealth management. Review new account applications and documentation to ensure accuracy, completeness, and regulatory compliance. Process account maintenance requests, transfers, and service transactions within established service standards. Support front-line colleagues by serving as a resource for operational processes, systems, and investment product procedures. Monitor trade activity, money movement requests, and exception items to identify and resolve issues promptly. Coordinate with vendors, internal partners, and financial advisors to resolve account and transaction-related inquiries. Maintain accurate client records, regulatory documentation, and operational reporting. Identify and escalate higher-risk transactions while ensuring timely and accurate resolution. Develop and maintain operational procedures and assist with training new team members. Education & ExperienceRequired Associate\'s degree in Financial Services or equivalent combination of education and experience. 1+ year of experience in financial services. Strong attention to detail and ability to manage multiple priorities. Effective communication, problem-solving, and customer service skills.Preferred Bachelor\'s degree in Finance, Accounting, Economics, or a related field. 3+ years of experience in brokerage, investment operations, or wealth management. Knowledge of brokerage products, account servicing, and regulatory requirements. Series 7 and/or Series 66 licenses, or willingness to obtain within 2 years. We... For full info follow application link. The employment policy of Associated Banc-Corp, and its subsidiaries and affiliates (\"Associated\") provides equal opportunity to all persons. We support a diverse and inclusive work environment where colleagues are respected, treated fairly, and given equal opportunities to perform to their fullest potential. We believe it is only with a diverse and inclusive workplace that the organization can truly perform at its best, carry out its vision, and make a difference for the communities we serve. *** APPLICATION INSTRUCTIONS: Apply Online: ipc.us/t/72B312DF0CAB4280

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