Compliance Analyst-Fiduciary

UMB Bank • Columbus, OH • 4d ago

Corporate Compliance Services partners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of corporations.

This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes a strong culture of compliance, and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.

As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.

How you'll spend your time:

Perform compliance monitoring to validate the effectiveness of compliance policies and procedures and regulatory requirements.

Review and assess the first line of defense quality control activities for completion, appropriateness of design, and escalate concerns when appropriate.

Perform risk assessments over third parties used by the lines of business.

Review substantiated complaints for proper resolution and determine if thematic concerns exist.

Review incentive compensation plans and marketing materials for compliance considerations.

We're excited to talk with you if you have:

You have a Bachelor's degree or equivalent work experience in Accounting, Finance or Business Administration.

You have at least two (2) years' experience working in a compliance, risk management, audit, monitoring or internal control related capacity.

Bonus points if:

You are a Certified Fiduciary investment Risk Specialist (CFIRS) or Certified Internal Auditor (CIA)You have experience supporting trust, fiduciary, wealth management, or investment advisory activities

This position was posted on 07/21/2026. The application deadline for this position is 45 days from the posting date unless filled earlier.

Compensation Range:

$67,869 - $99,836

The posted compensation range on this listing represents UMB's good faith and reasonable estimate based on its budget and what it expects to be the starting pay for this role, but the actual compensation may vary by geographic location, experience level, and other job-related factors. Please see the description of benefits included with this job posting for additional information.

UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more?

You're more than a means to an end-a way to help us meet the bottom line. UMB isn't comprised of workers, but of people who care about their work, one another, and their community. Expect more than the status quo. At UMB, you can expect more heart. You'll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing, no matter what. And, expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

UMB and its affiliates are committed to inclusion and diversity and provide employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex (including gender, pregnancy, sexual orientation, and gender identity), national origin, age, disability, military service, veteran status, genetic information, or any other status protected by applicable federal, state, or local law. If you need accommodation for any part of the employment process because of a disability, please send an e-mail to talentacquisition@umb.com to let us know the nature of your request.

If you are a California resident, please visit our Privacy Notice for California Job Candidates (https://p1.aprimocdn.net/umb/cdbf5f22-8f7a-43b9-bd03-b09f014a39c3/Privacy\Notice\for\California\Candidates\Original\file.pdf) to understand how we collect and use your personal information when you apply for employment with UMB.

LI-MC1

Who we are

We are more than a company. We are advisors, consultants, problem solvers, friends, community members, experts, and we are here to help you make the best of every moment with a financial foundation that can help you succeed.

Learn more about UMB's vision (https://p1.aprimocdn.net/umb/8cf58ce2-e9d6-4621-b60a-b09f01638943/UMB\Tuce\Book\Original\file.pdf)

Check out the road to a career at UMB

Similar Jobs

Manager of Client Success

Fooda • Columbus, OH • 1h ago

Management & Administrative

Who We Are: Our story began in 2011 when a group of office workers at a major logistics company in Chicago had a lunch problem. Nearby options were limited, and the team was spending too much time and money traveling to...

1h ago

Go to Apply

Distinguished AI Engineer (Remote Eligible)

Capital One • Columbus, OH • 1h ago

IT & Engineering

Distinguished AI Engineer (Remote Eligible) At Capital One, we are creating responsible and reliable AI systems, changing banking for good. For years, Capital One has been an industry leader in using machine learning to...

1h ago

Go to Apply

Diesel and Commercial Truck Technician

Ricart Automotive • Dublin, OH • 2h ago

IT & Engineering

Join the award-winning team at Ricart Automotive at our Buick GMC Chevrolet store near Dublin. We're looking for a skilled, experienced, and motivated Fleet and Commercial Diesel Technician to help us keep our commercial...

2h ago

Go to Apply

Software Engineer III - Java

JPMorgan Chase • Columbus, OH • 5h ago

IT & Engineering

We have an exciting and rewarding opportunity for you to take your software engineering career to the next level. As a Software Engineer III at JPMorganChase within the CONSUMER & COMMUNITY BANKING Trust and Security...

5h ago

Go to Apply

Software Engineer III Java

JPMorgan Chase • Columbus, OH • 5h ago

IT & Engineering

We have an exciting and rewarding opportunity for you to take your software engineering career to the next level. As a Software Engineer III at JPMorganChase within the CCB, you serve as a seasoned member of an agile tea...

5h ago

Go to Apply

Senior Director Software Engineering

JPMorgan Chase • Columbus, OH • 5h ago

IT & Engineering

Shape the future of financial services at JPMorganChase. Join us to drive innovation, deliver impactful solutions, and lead teams at the forefront of technology. As Senior Director of Software Engineering at JPMorgan Cha...

5h ago

Go to Apply

Software Development Engineer

CVS Health • Columbus, OH • 5h ago

IT & Engineering

We're building a world of health around every individual - shaping a more connected, convenient and compassionate health experience. At CVS Health®, you'll be surrounded by passionate colleagues who care deeply, innovate...

5h ago

Go to Apply

Manufacturing Process Technician I (Day Shifts)

Amgen • New Albany, OH • 5h ago

Hospital & Medical

Join Amgen's Mission of Serving Patients At Amgen, if you feel like you're part of something bigger, it's because you are. Our shared mission-to serve patients living with serious illnesses-drives all that we do. Since 1...

5h ago

Go to Apply

(USA) Area Manager

Walmart • Groveport, OH • 9h ago

Management & Administrative

Position Summary... What you'll do... Implements the business plan for assigned area of responsibility by communicating goals and managing staffing and scheduling assigning duties andcoordinating workloads in order to ac...

9h ago

Go to Apply

(USA) Freight Flow Associate

Walmart • Columbus, OH • 9h ago

Position Summary... What you'll do... Complies with company policies procedures and standards of ethics and integrity by implementing related action plans using the Open Door Policy: and applying these in executing busin...

9h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)