Assistant Director Investment

NORTHWESTERN MUTUAL LIFE INSURANCE • Milwaukee, WI • 3h ago

JOB REQUIREMENTS: Summary In collaboration with and under the direction
of divisional leadership and the Chief Compliance Officer (CCO) of
Northwestern Mutual\'s registered institutional investment adviser and
mutual fund entities - Northwestern Mutual Investment Management
Company, Mason Street Advisors, and Northwestern Mutual Series Fund -
this role is responsible for providing advanced support, building
relationships and consulting across the enterprise on a wide variety of
topics to advance the company\'s compliance culture while ensuring
business objectives are achieved. Primary Duties & Responsibilities
Support the administration and oversight of compliance programs under
SEC rule 206(4)-7 under the Investment Advisers Act of 1940 and rule
38a-1 under the Investment Company Act of 1940.Support the
administration and oversight of compliance programs under SEC rule
206(4)-7 under the Investment Advisers Act of 1940 and rule 38a-1 under
the Investment Company Act of 1940. Assist the registered institutional
investment adviser and mutual fund entities with their offerings, such
as mutual funds, collateralized loan obligations, and private
funds.Assist the registered institutional investment adviser and mutual
fund entities with their offerings, such as mutual funds, collateralized
loan obligations, and private funds. Execute the divisional strategy for
engagement across the enterprise with the objective of advancing the
company\'s culture of compliance while achieving business
targets.Execute the divisional strategy for engagement across the
enterprise with the objective of advancing the company\'s culture of
compliance while achieving business targets. Understand applicable rules
and regulations to independently identify, assess and consult to the
mitigation of risk with enterprise business partners across a wide range
of compliance topics.Understand applicable rules and regulations to
independently identify, assess and consult to the mitigation of risk
with enterprise business partners across a wide range of compliance
topics. Resolve complex or unusual compliance risk issues in partnership
with business partners and communicates across enterprise stakeholders
to ensure alignment.Resolve complex or unusual compliance risk issues in
partnership with business partners and communicates across enterprise
stakeholders to ensure alignment. Identify and assess compliance
implications to business areas from new and/or updated rules and
regulations.Identify and assess compliance implications to business
areas from new and/or updated rules and regulations. Serve as a subject
matter expert on areas of specialized technical expertise, as
assigned.Serve as a subject matter expert on areas of specialized
technical expertise, as assigned. May have ownership of elements of the
compliance programs and ensure work associated with such assignments is
executed (e.g., policy... For full info follow application link. EEO/AA
Employer/Vets/Disability *** APPLICATION INSTRUCTIONS: Apply
Online: ipc.us/t/85DEA33DBCB64CB8 Qualified females, minorities, and
special disabled veterans and other veterans are encouraged to apply.

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