Internal Auditor/Compliance Officer

DAIRY STATE BANK • Rice Lake, WI • 10h ago

JOB REQUIREMENTS: Position Summary: This position leads compliance efforts that ensure the organization is in compliance with bank policies/procedures as well as state and federal regulations. This position is also responsible for the internal auditing and review of all functions performed by bank personnel. Essential Duties and Responsibilities: Maintain a comprehensive internal audit program addressing financial and operational compliance. Perform audits in accordance with the program. Regularly review bank\'s policies for accuracy and current compliance with federal and state regulations. Maintain comprehensive program addressing bank and regulatory compliance needs. Regularly review bank practices, records, and accounts to ensure compliance with established internal policies and procedures. Oversee the coordination of the internal audit program with outside examiners and auditors. Review outside audit reports and follow up on exam or audit recommendations to ensure corrective measures are implemented. Develop recommendations for improving internal controls, operating efficiency and accuracy of bank records and recordkeeping. Prepare report of findings and recommendations on all compliance and audit functions for relevant departments and Board of Directors. Identify and recommend changes, new procedures and techniques to eliminate weaknesses in practices and procedures or operations from the standpoint of control and prevention. Make recommendations regarding internal controls and recommend policy changes to ensure compliance. Conduct loan and deposit compliance committee meetings to disseminate necessary information and request input/participation regarding projects involving audit and compliance. Prepare for and facilitate Board Audit committee meetings. Prepare and compile information for required and requested reports. Participate on various teams focusing on organization\'s continual improvement initiatives. Assist bank employees with questions/concerns relating to compliance and internal control functions. Stay current regarding all laws and regulations affecting the bank. Coach, lead, and provide constructive feedback to the internal audit assistant to ensure performance is at or above the required standards for the position. Conduct annual performance evaluations. Facilitate formal and informal goal setting. Set up compliance training plans for all employees. Maintain and monitor training records and assist employees with access to training system or questions about their respective plans. Track consumer complaints. Prepare annual government reporting such as Summary of Deposits, Unclaimed Property and HMDA. Provide compliance input to various committee as required or requested. Review Miscellaneous Core Reports and IT reports. Other duties/projects as assigned. ** OTHER EXPERIENCE AND QUALIFICATIONS: Bachelor\'s Degree in Accounting, Finance, Business Administration, or other related field with a minimum 5-7 years of banking and/or auditing experience or 10+ years of experience (in lieu of degree) required. Audit certification desired. Other required skills include intermediate computer skills, typing, 10 key skills and math skills. Excellent customer service skills and the ability to perform a variety of tasks are a must for the position. Ability to complete work with accuracy. Ability to uphold confidential information, professional in appearance and in verbal communication. To perform this job successfully, an individual must have knowledge of Word Processing software; Spreadsheet software; Accounting software; and Database software. ** APPLICATION INSTRUCTIONS: E-Mail a Rsum: afurst@dairystatebank.com

Similar Jobs

Occupational Therapist-Outpatient and Transitional Care Unit

Mayo Clinic • Barron, WI • 1w ago

Hospital & Medical

Why Mayo Clinic Mayo Clinic is top-ranked in more specialties than any other care provider according to U.S. News & World Report. As we work together to put the needs of the patient first, we are also dedicated to ou...

1w ago

Go to Apply

Sales Manager

Performance Food Group • Rice Lake, WI • 1w ago

Management & Administrative

122190BR Job Title: Sales Manager Location: Performance Foodservice La Crosse (0558) Job Description: We Deliver the Goods: Competitive pay and benefits, including Day 1 Health & Wellness Benefits, Employee Stock Pur...

1w ago

Go to Apply

Weekend Caregiver -Chetek

CONSUMER DIRECT CARE NETWORK WI • Chetek, WI • 2w ago

Hospital & Medical

JOB REQUIREMENTS: We are seeking a kind and reliable Weekend In-Home Caregiver to provide support to a Chetek woman in the comfort of her own home. The client is a strong advocate for herself and communicates her needs c...

2w ago

Go to Apply

Truck Driver on-the-job CDL Training

Roehl Transport • Rice Lake, WI • 2w ago

Trucking & Construction

On-the-Job CDL Training Program Truck Driving Job New Year - New Career! Make more of yourself and for yourself. If you qualify, Roehl Transport will pay you to get your CDL ( https://www.roehl.jobs/driving-jobs/cdl-truc...

2w ago

Go to Apply

Part-Time Sales

Menards, Inc. • Rice Lake, WI • 3w ago

Sales & Marketing

Part-Time Sales Job#:394261 Location:RICE LAKE, WI Department:Store Opportunities Category:PT Sales Salary:Hourly Apply To This Job Return To List Job Description Part-Time Make BIG Money at Menards! Extra $3 per hour on...

3w ago

Go to Apply

Manager Trainee

Menards, Inc. • Rice Lake, WI • 3w ago

Management & Administrative

Manager Trainee Job#:394316 Location:RICE LAKE, WI Department:Store Opportunities Category:Manager Trainees Salary:Entry Level Apply To This Job Return To List Job Description Make BIG Money at Menards! Extra $3 per hour...

3w ago

Go to Apply

Physical Therapist - Inpatient and Outpatient

Marshfield Clinic • Rice Lake, WI • 3w ago

Hospital & Medical

Come work at a place where innovation and teamwork come together to support the most exciting missions in the world! Job Title: Physical Therapist - Inpatient and Outpatient Cost Center: 451561249 Rice Lake-Physical Ther...

3w ago

Go to Apply

Manufacturing Engineer II

PARKER HANNIFIN CORP • Chetek, WI • 4w ago

IT & Engineering

JOB REQUIREMENTS: Job Description Apply Now > Save Job Job Saved Our Quick Coupling Division is looking for an Engineer to help support process improvement, and automation. In this role, you will work to develop state...

4w ago

Go to Apply

Manufacturing Engineer I

PARKER HANNIFIN CORP • Chetek, WI • 4w ago

IT & Engineering

JOB REQUIREMENTS: Job Description Apply Now > Save Job Job Saved Our Quick Coupling Division is looking for an Engineer to help support process improvement and automation. In this role, you will work to develop state-...

4w ago

Go to Apply

Truck Driver

Roehl Transport • Chetek, WI • 4w ago

Trucking & Construction

In our over the road Flatbed Fleet, you'll haul unique freight mostly east of I-35 (though you may have loads that'll take you through any of the lower 48 states and Canada). As you see the nation, you'll also see many d...

4w ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.