Compliance Analyst-Fiduciary

UMB Bank • Carson City, NV • 18h ago

Corporate Compliance Services partners with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of corporations.

This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes a strong culture of compliance, and fulfills regulatory expectations of administering effective compliance monitoring and other mandated programs.

As a Fiduciary Compliance Analyst, you will assist with the ongoing administration and execution of the Fiduciary Compliance Management Programs.

How you'll spend your time:

Perform compliance monitoring to validate the effectiveness of compliance policies and procedures and regulatory requirements.

Review and assess the first line of defense quality control activities for completion, appropriateness of design, and escalate concerns when appropriate.

Perform risk assessments over third parties used by the lines of business.

Review substantiated complaints for proper resolution and determine if thematic concerns exist.

Review incentive compensation plans and marketing materials for compliance considerations.

We're excited to talk with you if you have:

You have a Bachelor's degree or equivalent work experience in Accounting, Finance or Business Administration.

You have at least two (2) years' experience working in a compliance, risk management, audit, monitoring or internal control related capacity.

Bonus points if:

You are a Certified Fiduciary investment Risk Specialist (CFIRS) or Certified Internal Auditor (CIA)You have experience supporting trust, fiduciary, wealth management, or investment advisory activities

This position was posted on 07/21/2026. The application deadline for this position is 45 days from the posting date unless filled earlier.

Compensation Range:

$67,869 - $99,836

The posted compensation range on this listing represents UMB's good faith and reasonable estimate based on its budget and what it expects to be the starting pay for this role, but the actual compensation may vary by geographic location, experience level, and other job-related factors. Please see the description of benefits included with this job posting for additional information.

UMB offers competitive and varied benefits to eligible associates, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts; adoption assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and various associate banking benefits. Benefit offerings and eligibility requirements vary.

Are you ready to be part of something more?

You're more than a means to an end-a way to help us meet the bottom line. UMB isn't comprised of workers, but of people who care about their work, one another, and their community. Expect more than the status quo. At UMB, you can expect more heart. You'll be valued for exactly who you are and encouraged to support causes you care about. Expect more trust. We want you to do the right thing, no matter what. And, expect more opportunities. UMBers are known for having multiple careers here and having their voices heard.

UMB and its affiliates are committed to inclusion and diversity and provide employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex (including gender, pregnancy, sexual orientation, and gender identity), national origin, age, disability, military service, veteran status, genetic information, or any other status protected by applicable federal, state, or local law. If you need accommodation for any part of the employment process because of a disability, please send an e-mail to talentacquisition@umb.com to let us know the nature of your request.

If you are a California resident, please visit our Privacy Notice for California Job Candidates (https://p1.aprimocdn.net/umb/cdbf5f22-8f7a-43b9-bd03-b09f014a39c3/Privacy\Notice\for\California\Candidates\Original\file.pdf) to understand how we collect and use your personal information when you apply for employment with UMB.

LI-MC1

Who we are

We are more than a company. We are advisors, consultants, problem solvers, friends, community members, experts, and we are here to help you make the best of every moment with a financial foundation that can help you succeed.

Learn more about UMB's vision (https://p1.aprimocdn.net/umb/8cf58ce2-e9d6-4621-b60a-b09f01638943/UMB\Tuce\Book\Original\file.pdf)

Check out the road to a career at UMB

Similar Jobs

Software Engineer

Akamai Technologies, Inc. • Carson City, NV • 3h ago

IT & Engineering

Do you want to build customer-facing features for a globally distributed AI platform? Are you eager to learn cloud platform development while working on cutting-edge AI infrastructure? Join the Akamai Inference Cloud Tea...

3h ago

Go to Apply

Staff Software Engineer

Pearson • Carson City, NV • 3h ago

IT & Engineering

Role Overview We are seeking an experienced Sr. Full-Stack Engineer who can take ideas from proto@type to production-ready releases for an initial cohort of customers, moving quickly while meeting baseline requirements r...

3h ago

Go to Apply

Resident Regional Manufacturing Leader - M4

Oracle • Carson City, NV • 4h ago

Manufacturing & Warehouse

Job Description The Resident Regional Manufacturing Leader is the senior executive authority representing the company within the Contract Manufacturing (CM) partner's facility. This is a resident role requiring a permane...

4h ago

Go to Apply

Resident Regional Manufacturing Leader - M4

Oracle • Carson City, NV • 4h ago

Manufacturing & Warehouse

4h ago

Go to Apply

Customer Service Rep.

CAI • Carson City, NV • 11h ago

Management & Administrative

Customer Service Rep. Req number: R8160 Employment @type: Full time Worksite flexibility: Remote Who we are CAI is a global services firm with over 9,000 associates worldwide and a yearly revenue of $1.3 billion+. We hav...

11h ago

Go to Apply

Business Analyst (Hybrid, local to DC/MD/VA)

GovCIO • Carson City, NV • 12h ago

IT & Engineering

United States Suitability/Public Trust Hybrid schedule Information Technology Overview GovCIO is currently hiring for a Business Analyst to support the Department of Homeland Security. This position will be remote, local...

12h ago

Go to Apply

ServiceNow Automated Test Framework QA Engineer/Tester (Remote-DC/MD/VA)

GovCIO • Carson City, NV • 12h ago

Management & Administrative

United States Suitability/Public Trust Hybrid schedule Information Technology Overview GovCIO is seeking a ServiceNow Quality Assurance Engineer and Tester. The ideal candidate will thrive in a fast-paced operations and...

12h ago

Go to Apply

Operations Research Analyst / Data Lead (Remote)

GovCIO • Carson City, NV • 12h ago

Management & Administrative

United States Suitability/Public Trust Fully remote Information Technology Overview GovCIO is currently hiring for an Operations Research Analyst / DataLead to support program management, data analytics, and reporting ac...

12h ago

Go to Apply

Strategic Accounts Manager - Paige Water & Outdoor Solutions

GCG • Carson City, NV • 13h ago

Management & Administrative

Overview Paige Water Solutions ( https://paigewater.com/ ) , a GCG Company, is currently seeking a driven Strategic Account Manager to grow and manage relationships across theprecision agriculture ( https://paigewater.co...

13h ago

Go to Apply

Territory Sales Manager - Oncology (San Jose, CA)

Sumitomo Pharma • Carson City, NV • 14h ago

Management & Administrative

Sumitomo Pharma Co., Ltd., is a global pharmaceutical company based in Japan with operations in the U.S. (Sumitomo Pharma America, Inc.), focused on addressing patient needs in oncology, urology, women's health, rare dis...

14h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)