Compliance Officer- Risk Evaluation and Assurance

KeyBank • Brooklyn, OH • 3h ago

Location:

4910 Tiedeman Road, Brooklyn Ohio

Job Summary

The Compliance Officer participates on a team working with management to develop policies and procedures that ensure compliance with applicable laws and regulations. This role may lead compliance projects and provide guidance to less experienced Compliance Analysts. The Compliance Officer supports a function, product, or process to ensure KeyBank adheres to all required rules and regulations. They may sit in the first or second line of defense and are expected to resolve complex problems or transactions, often owning one or more processes, reports, or procedures and serving as a subject matter expert on cross-functional projects.

Essential Functions

Serve on a team of risk evaluation and assurance professionals, providing independent Second Line of Defense monitoring and evaluation.

Conduct risk-based monitoring and evaluation activities including assessments, testing, analysis, and reporting.

Demonstrate working knowledge of banking/consumer compliance regulations and laws, and apply this to risk management strategies.

Use data analysis tools to assess risks and evaluate controls for weaknesses or gaps.

Document testing results in concise management reports and escalate significant risks.

Review policies and procedures for consistency with current banking and securities regulations.

Identify process improvement opportunities and provide control advisory services.

Develop and maintain strong relationships with internal stakeholders and Audit.

Participate in special projects and assist in enhancing the REA Program and compliance procedures.

Pursue training and continuing education to stay current on regulatory compliance and industry trends.

Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice

Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key's clients and Key.

Required Qualifications

Bachelor's Degree or equivalent experience

5+ years of experience in compliance, risk management, auditing, or related fields

Demonstrated ability to work independently and collaboratively in a regulatory environment

Relevant certifications in compliance, auditing, or risk management

Understanding and applying laws and regulations relevant to banking and consumer finance.

Evaluating potential risks and identifying control gaps in processes and systems.

Conducting ongoing reviews to ensure adherence to compliance standards.

Performing independent evaluations of controls and procedures to ensure regulatory alignment.

Ensuring lending practices meet fair lending laws and guidelines.

Identifying and mitigating risks that could disrupt business operations.

Using analytical tools to interpret data and uncover compliance issues or trends.

Assessing internal policies for consistency with current regulations.

Documenting findings and communicating risks through clear, concise reports.

Building strong relationships across departments to support compliance initiatives.

Leading compliance-related projects and mentoring junior analysts.

Applying sound judgment in evaluating complex compliance scenarios.

Clearly conveying compliance requirements and findings to diverse audiences.

Staying current with regulatory changes and industry best practices.

Designing effective solutions to address compliance challenges.

Core Competencies

All KeyBank employees are expected to demonstrate Key's Values and abide by Key's Code of Conduct.

Physical Demands

General Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs.

Travel

Occasional travel to include overnight stay.

Work Location Category

Hybrid (3+ days)

COMPENSATION AND BENEFITS

This position is eligible to earn a base salary in the range of $71,000.00 - $125,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.

Please click here (https://www.key.com/about/careers/working-with-us/benefits.html) for a list of benefits for which this position is eligible.

Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.

Job Posting Expiration Date: 07/22/2026

KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

LI-Hybrid

KeyBank is an organization collectively committed to helping you unlock your potential and discover what truly drives you. Working here means sharing our purpose to help our clients, colleagues, and communities thrive. You'll find genuinely supportive teammates, a flexible, inclusive work environment, challenging projects, accessible leaders, and opportunities to grow in your position and your career. For 200 years, Key has opened doors in our communities. Let us open one for you.

KeyBank

Go to Apply

Share this job

Similar Jobs

Technical Account Manager I

Horizons Incorporated • Cleveland, OH • 31min ago

Management & Administrative

Description Company Overview: Horizons Incorporated is an employee-owned company that develops, manufactures, and installs product identification and asset tracking labels that help our customers automate maintenance, in...

31min ago

Go to Apply

Area Manager II

Amazon • North Randall, OH • 3h ago

Management & Administrative

Description Our WW Operations network delivers millions of packages and smiles to Amazon customers every day. We are looking for motivated, customer-focused individuals who want to join our team as an Area Manager. In th...

3h ago

Go to Apply

Senior Program Manager (GCC Transfer Phase)

Citizens • Cleveland, OH • 7h ago

Management & Administrative

Description Senior Program Manager, GCC Transfer Phase Location and Work Model Four day onsite hybrid schedule in one of the following Citizens hubs: Johnston, RI Phoenix, AZ Westwood or Medford, MA Iselin, NJ Pittsburgh...

7h ago

Go to Apply

Commercial Service Technician II

Service Experts • Independence, OH • 7h ago

Management & Administrative

Welcome! Under minimal supervision, performs diagnostic and service work on commercial (5+ tons) HVAC equipment and accessories. Communicates with customer to answer questions, resolves problems, and ensures complete cus...

7h ago

Go to Apply

Bid Management Associate Manager

Accenture • Cleveland, OH • 7h ago

Management & Administrative

At Accenture, we believe your career is about what you want to be and who you want to be. It's about bringing your skills, your curiosity, and your best true self to your work. Here, you'll match your ingenuity with the...

7h ago

Go to Apply

SAP Sales Capture Senior Manager

Accenture • Cleveland, OH • 1d ago

Management & Administrative

Senior SAP Sales Professional Role Summary The Senior SAP Sales Professional is a seasoned, outcomes-driven sales leader responsible for owning and winning competitive SAP opportunities from Phase 0 through contract exec...

1d ago

Go to Apply

Structural Bridge Engineer - Project Manager

LJB Inc. • Independence, OH • 1d ago

Management & Administrative

Description Join a Growing National Engineering Firm Shaping the Future of Infrastructure! As a growing, forward-thinking firm, LJB Inc. is expanding our impact across the country by delivering innovative, community-focu...

1d ago

Go to Apply

Industries Marketing Senior Manager

PwC • Cleveland, OH • 1d ago

Management & Administrative

Specialty/Competency: IFS - Clients & Markets Industry/Sector: Not Applicable Time Type: Full time Travel Requirements: Up to 20% The Opportunity As an Industries Marketing Senior Manager, you will engage in a dynami...

1d ago

Go to Apply

Staffing Consultant-Agency Recruiter

Beacon Hill Staffing Group, LLC • Cleveland, OH • 1d ago

Management & Administrative

Beacon Hill was founded to set a new standard in search, career placement and flexible staffing. STAFFING CONSULTANT FINDING PEOPLE FOR JOBS, AND JOBS FOR PEOPLE. As a Staffing Consultant, you will find, interview, and q...

1d ago

Go to Apply

Customer Service Representative

Carlisle Brake & Friction Inc • Medina, OH • 1d ago

Management & Administrative

Description: The primary purpose of this position is to process customer orders from receipt to completion, collaborating with the customer and the manufacturing plants to ensure timely delivery of product, as well as an...

1d ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)