Sr. Specialist, High Net Worth Representative, Stock Plan Services

Charles Schwab • Westlake, TX • 4h ago

Your opportunity

At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.

Applicants must be authorized to work in the United States now and the future without employer sponsorship.

We believe in the importance of in-office collaboration and fully intend for the selected candidate to work on site 4 days per week in one of the specified locations.

Stock Plan Services (SPS) is a flexible, growing and highly specialized business unit within Workplace Services (WS) organization which serves corporations and their employees regarding their equity compensation plans. As a Sr. Speicalist, High Net Worth Representative of the Executive Services Trading Team you will work directly with the Executives and Directors on the Board of Directors of SPS Corporate Clients, their Financial Advisors and Financial Consultants, as well as, the Corporate Clients' legal teams and Stock Plan Administration contacts.

Responsibilities will include, but not be limited to:

You will interact with high profile clients and safeguard material non-public and inside information. You will assist the clients in executing transactions on their equity compensation awards and prepare filing of the SEC Rule 144 Form and preparation for filing of SEC Form 4's. You will partner with other organizations to facilitate execution of large block trades and collaborate with peers to handle escalations, with one goal in mind, helping clients achieve their financial goals.

What you have

To ensure that we fulfill our promise of "challenging the status quo," this role has specific qualifications that successful candidates should have.

Required Qualifications

Bachelor's degree or equivalent related work experience.

3+ years of financial service experience.

Active and valid FINRA Series 7 & 63/66 licenses.

Brokerage experience.

Strong organizational skills with the ability to prioritize tasks

Ability to relate, empathize and quickly build rapport with clients

Effective listening and probing skills to identify cues, understand needs and provide relevant solutions to clients

Strong team orientation

Effectively respond to client concerns with limited supervision.

Preferred Qualifications

Basic knowledge of equity compensation.

In addition to the salary range, this role is also eligible for bonuses or incentive opportunities.

workplacejobs

What's in it for you

At Schwab, you're empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration-so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you - both today and in the future:

401(k) with company match and Employee stock purchase plan

Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions

Paid parental leave and family building benefits

Tuition reimbursement

Health, dental, and vision insurance

What's in it for you:

At Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you'll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you - both today and in the future:

401(k) with company match and Employee stock purchase plan

Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions

Paid parental leave and family building benefits

Tuition reimbursement

Health, dental, and vision insurance

Schwab is an affirmative action employer, focused on employing and advancing in employment, qualified women, racial and ethnic minorities, protected veterans, and individuals with disabilities in the workplace. If you have a disability and require reasonable accommodations in the application process, contact Human Resources at applicantaccessibility@schwab.com or call 800-275-1281.

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