Operational Risk Manager - R26_0497

Ameriprise Financial • Troy, MI • 2h ago

About Our Company

We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Job Description

Provide operational risk management by guiding the Supervision Team in developing and ensuring critical risk controls and overseeing day to day risk activities for departmental business processes. Support business partners and oversee process reviews to identify risks and develop appropriate solutions while ensuring adherence to regulatory and supervisory requirements. Serve as the escalation contact and risk liaison to support clear information exchange and to drive timely execution of risk mitigation recommendations and actions.

Key Responsibilities

Facilitate alignment, resolve escalated issues and provide a point of contact for business and external senior leaders for department business processes. Identify opportunities and recommend solutions to mitigate current and future business risk. Provide expertise to other areas for enhancement and implementation of Self -Monitoring plans.

Ensure regulatory and supervisory controls are in place for products and processes by acting as a point of contact for business partners. Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes or documentation as necessary.

Review reports illustrating risk parameters and metrics associated with business lines. Develop and enhance risk measurement policies, procedures and metrics. Enhance risk reporting with new ideas gathered from research, best practices, and knowledge. Initiate and/or conduct Risk Assessments across business.

Facilitates Compliance Manual Procedure and WSP changes and partners with the Business to execute the communication plan.

Required Qualifications

Education: Bachelors degree or equivalent.

Experience: 3-5 years of relevant experience.

Strong analytical, organizational, and time management skills.

Strong ability to lead, partner, and influence across all leadership levels.

Excellent written and verbal communication skills.

Ability to drive results and meet deadlines to reduce risks.

Must be able to work indpendently.

Demonstrated people leadership experience, either through direct leadership or coaching/mentoring roles.

Preferred Qualifications

Series 7 & Series 24 (or ability to obtain within 120 days)

Visa Sponsorship Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders - client

Similar Jobs

Market Recruiting Manager

Wells Fargo • Birmingham, MI • 1h ago

Management & Administrative

Job Description About this role: Wells Fargo Financial Advisors is seeking a Market Recruiting Manager. The candidate will recruit financial advisors within their region. In this role, the goal is to develop and maintain...

1h ago

Go to Apply

Project Engineering Manager, Engineering Operations & Strategy

Nexteer Automotive • Auburn Hills, MI • 2h ago

Management & Administrative

Position: Project/Engineering Manager, Engineering Operations & Strategy Location: Auburn Hills, MI or Saginaw, MI Position Overview The Engineering Operations & Strategy Position is a leadership role responsible...

2h ago

Go to Apply

Regional Operations Manager - Soft Services (Northeast)

CBRE Government and Defense Services • Detroit, MI • 2h ago

Management & Administrative

Description Job Summary The Regional Operations Manager - Soft Services is responsible for leading the delivery of soft services across a highly distributed Defense Sector portfolio. This role provides regional oversight...

2h ago

Go to Apply

Sales Manager

Aaron's Inc • Southfield, MI • 3h ago

Management & Administrative

Sales Manager The salary range for this role is $14.75 to $15.50 per hour/annually.* This position is also eligible for incentive pay based on performance. Sales Managers Grow Our Business You'll never be bored in this r...

3h ago

Go to Apply

Administrative Assistant

Hantz Group • Southfield, MI • 5h ago

Management & Administrative

Administrative Assistant Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We are a Family Office that offers a multitude of services...

5h ago

Go to Apply

55 wpm Typist/ Customer Service Representative

Kelly Services • Troy, MI • 5h ago

Management & Administrative

55 wpm Typist/ Customer Service Lead Temp to Hire Location: Troy, MI Pay Rate: $25/hr-$30/hr Shift: Monday-Friday 8am-5pm Position Overview The Customer Service Lead plays a critical role in ensuring every customer inter...

5h ago

Go to Apply

Administrative Professional

EW Grobbel • Detroit, MI • 5h ago

Management & Administrative

Seeking a highly skilled administrative professional adept at professional office management through expertise in organization, scheduling, and seamless coordination of operations! About the Company EW Grobbel is a famil...

5h ago

Go to Apply

Site Manager

Akzo Nobel • Pontiac, MI • 11h ago

Management & Administrative

About AkzoNobel Since 1792, we've been supplying the innovative paints and coatings that help to color people's lives and protect what matters most. Our world class portfolio of brands - including Dulux, International, S...

11h ago

Go to Apply

Regional Sales Manager - SMB

Cornerstone onDemand • Detroit, MI • 19h ago

Management & Administrative

Cornerstone OnDemand is seeking an experienced Sales individual who thrives in a fast-paced, cutting-edge, technology-driven environment. The ideal candidate will have a hunter mentality and a track record for closing. Y...

19h ago

Go to Apply

Sales Manager (Part Time) - 24H210

Carter's/OshKosh • Farmington Hills, MI • 20h ago

Management & Administrative

If you are a CURRENT Carter's employee, do not apply via this external application. Search "Browse Jobs" in Workday to apply internally. Love what you do. Carter's C areers. As a Part Time Sales Manager, you will be the...

20h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.