2026 Full-Time Advisor, Compliance - St. Petersburg, FL

Raymond James Financial, Inc. • Saint Petersburg, FL • 8h ago

Raymond James Overview

One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations.

Our focus is on providing trusted advice and tailored, sophisticated strategies for individuals and institutions. Raymond James Financial is a diversified holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management.

At Raymond James, we are putting the power of perspectives into action and building an inclusive and diverse workforce that reflects our commitment to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, and continuing education options.

We strive to ensure everyone feels welcomed, valued, respected and heard so that you can fully contribute your unique talents for the benefit of clients, your career, our firm and our communities. Raymond James is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Department Overview

The Financial Holding Company (FHC) Compliance Department is dedicated to ensuring that the financial holding company adheres to all applicable laws, regulations, and internal policies. This department also plays a crucial role in maintaining the integrity and reputation of the organization by overseeing compliance across various other coverage areas and corporate functions, including Enterprise Risk Management, Corporate Finance, Legal, Human Resources, and Corporate Services. Working as a collaborative partner with our stakeholders across the firm, we help identify, monitor, manage, and mitigate compliance risks.

Job Summary

Under general supervision, uses specialized knowledge and skills obtained through experience, specialized training and/or certification in securities and/or banking industry compliance to ensure compliance with all securities and/or banking rules and regulations. May be responsible for coordinating compliance functions, developing training programs and ability to liaison between functional areas. May lead projects of moderate scope and complexity. Serves as an Advisor to teams. Some guidance is provided to perform varied work that is somewhat difficult in nature and that requires evaluation, originality, and ingenuity to make moderately complex decisions. Resolves or recommends solutions to complex problems. Maintains extensive contact with internal customers to identify, research, and resolve problems.

Duties and Responsibilities

Assists in daily Compliance monitoring and testing activities.

Assists management to implement adequate controls and quality assurance processes to detect and address potential compliance problems.

Assists in overseeing compliance program(s) for an assigned business entity to ensure compliance processes and procedures are integrated and aligned with business processes.

Assists in developing compliance training programs, including maintaining training records and coordinating training with other compliance activities.

Specified projects and assignments, which may vary.

Operates standard office equipment and uses required software applications.

Performs other duties and responsibilities as assigned.

Knowledge, Skills, and Abilities

Knowledge of

Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies.

Principles of banking and finance and securities industry operations.

Basic concepts, principles, and practices of an assigned business unit.

Fundamental concepts, practices, and procedures of a professional office environment.

Basic Microsoft Outlook, Word and Excel Skills

Fundamental concepts of Financial Services

Skill in

Identifying and implementing controls and quality assurance processes.

Integrating and aligning compliance processes and procedures with business processes

Reviewing materials for compliance with rules and regulations

Researching compliance issues.

Developing compliance training programs.

Investigating relevant irregularities.

Making rule-based and analytical decisions.

Gathering information and preparing oral and written reports

Analytical thinking and problem solving

Executing tasks on a timeline

Operating standard office equipment and using required software applications.

Ability to

Attend to detail while maintaining a big picture orientation.

Interpret and apply securities and/or banking regulations and identify and recommend compliance changes as appropriate.

Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities.

Maintain currency in securities and/or banking industry rules and regulations and best practices in compliance.

Gather information, identify linkages and trends, and apply findings to assignments.

Partner with other functional areas to accomplish objectives.

Organize and Prioritize tasks and execute deliverables.

Work independently as well as on a team.

Provide a high level of customer service.

Establish and maintain relationships.

Communicate effectively orally and in writing.

Educational/Previous Experience

Eligible applicants must be legally authorized to work in the US and not require visa sponsorship now or in the future (including beyond OPT/EAD).

Bachelor's degree

Any equivalent combination of experience, education, and/or training approved by Human Resources.

Licenses/Certifications

None required.

Location

Hybrid position - St. Petersburg office

No travel required.

Similar Jobs

2026 Summer Internship - RJ Bank Corporate Banking Intern - St. Petersburg, FL

Raymond James Financial, Inc. • Saint Petersburg, FL • 8h ago

Finance, Accounting & Banking

Raymond James Overview One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations. Our focus is on providing trusted advice and tailored, sophist...

8h ago

Go to Apply

2026 Summer Internship - RJ Bank Pricing Intern - St. Petersburg, FL

Raymond James Financial, Inc. • Saint Petersburg, FL • 8h ago

Finance, Accounting & Banking

8h ago

Go to Apply

2026 Summer Internship Program - Accounting (St. Petersburg, FL)

Raymond James Financial, Inc. • Saint Petersburg, FL • 8h ago

Finance, Accounting & Banking

8h ago

Go to Apply

3rd Shift Quality Inspector

Jabil • Saint Petersburg, FL • 8h ago

At Jabil we strive to make ANYTHING POSSIBLE and EVERYTHING BETTER. We are proud to be a trusted partner for the world's top brands, offering comprehensive engineering, manufacturing, and supply chain solutions. With ove...

8h ago

Go to Apply

Manager, HCS Operations Support

Molina Healthcare • Saint Petersburg, FL • 9h ago

Management & Administrative

Job Description Job Summary Molina Healthcare Services (HCS) works with members, providers and multidisciplinary team members to assess, facilitate, plan and coordinate an integrated delivery of care across the continuum...

9h ago

Go to Apply

Nurse practitioner - Compensation and Pension

Veterans Affairs, Veterans Health Administration • Bay Pines, FL • 15h ago

Hospital & Medical

Summary PLEASE READ THE COMPLETE ANNOUNCEMENT TO ENSURE YOU UNDERSTAND THE QUALIFICATION REQUIREMENTS AND SUBMIT A COMPLETE APPLICATION PACKET. The C.W. Bill Young VA Medical Center Primary Care Service is seeking an exp...

15h ago

Go to Apply

Inpatient Resource Team Registered Nurse

Veterans Affairs, Veterans Health Administration • Bay Pines, FL • 15h ago

Hospital & Medical

Summary Delivers fundamental knowledge-based care to assigned clients while developing technical skills. Assesses, plans, implements, and evaluates care based on age-specific components. Assumes responsibility for the co...

15h ago

Go to Apply

Software Engineer

Raymond James Financial, Inc. • Saint Petersburg, FL • 18h ago

IT & Engineering

Analyzes system requirements, including identifying program interactions and appropriate interfaces between impacted components and sub systems. Makes recommendations towards the development of new code or to reuse of ex...

18h ago

Go to Apply

Construction Manager (Bay Pines, FL)

Planate Management Group LLC • Bay Pines, FL • 18h ago

Trucking & Construction

Planate Management Group (PMG) is a Service-Disabled Veteran-Owned Small Business (SDVOSB) headquartered in Alexandria, Virginia, and Orlando, Florida USA with a technical support center in South East Asia and East Afric...

18h ago

Go to Apply

2026 Summer Internship - RJFS Risk Management Intern - St. Petersburg, FL

Raymond James Financial, Inc. • Saint Petersburg, FL • 18h ago

Management & Administrative

18h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.