Securities Operations Associate - "Boots to Banking"

Wells Fargo • Charlotte, NC • 10h ago

About this role:

Wells Fargo is seeking a Securities Operations Associate for our Wealth and Investment Management (WIM) in Business Operations as part of Investment Operations division. Learn more about the career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) .

In this role, you will:

Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations

Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact

Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures

Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals

Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation

Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation

Resolve low complexity escalated issues within the scope of responsibility in Security Operations

Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests

Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work

Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

Required Qualifications:

6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

Military experience in operations, business processes, project management, data analysis, or financial management

6 + months of BETA experience

Strong attention to detail and accuracy skills

Intermediate Microsoft Office skills

Ability to navigate multiple computer systems, applications, and utilize search tools to find information

Excellent verbal, written, and interpersonal communication skills

Effective organizational, multitasking, and prioritizing skills

Ability to work independently, proactively, innovatively, and creatively while exercising sound judgment

Solid problem solving skills

Good analytical skills including strategically analyzing data, diagnosing opportunities, and providing interventions

Experience collecting, recording, analyzing, and processing information or data

Knowledge and understanding of corporate action processing

Ability to write concisely and clearly

Risk and regulatory compliance experience

Strong analytical skills including analyzing complex data

Experience communicating and presenting complex information to multiple levels of the organization

Job Expectations:

This position is not eligible for Visa sponsorship

This position offers a hybrid work schedule

Posting Location:

1525 W WT Harris Boulevard, Charlotte, North Carolina 28262-8522

Posting End Date:

30 Apr 2026

*Job posting may come down early due to volume of applicants.

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo (https://www.wellsfargojobs.com/en/diversity/disability-inclusion/) .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy (https://www.wellsfargojobs.com/en/wells-fargo-drug-and-alcohol-policy) to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Req Number: R-538718

Similar Jobs

Accounting Advisory Manager

Grant Thornton • Charlotte, NC • 5h ago

Finance, Accounting & Banking

As a Manager, you will be responsible for teams that consult with Grant Thornton | Stax Transactions clients on complex accounting transactions. You will apply your knowledge of each client's operations, processes, busin...

5h ago

Go to Apply

Lead Tax Analyst

Wells Fargo • Charlotte, NC • 6h ago

Finance, Accounting & Banking

About this role: Wells Fargo is seeking an experienced Tax Advisor specializing in U.S. Federal and State tax withholding and information reporting requirements applicable to global financial institutions. In this role,...

6h ago

Go to Apply

Securities Operations Associate - "Boots to Banking"

Wells Fargo • Charlotte, NC • 10h ago

Finance, Accounting & Banking

About this role: Wells Fargo is seeking a Securities Operations Associate for our Wealth and Investment Management (WIM) in Alternate Investment Operations as part of Investment Operations division. Learn more about the...

10h ago

Go to Apply

Corporate Banking Administrative Relationship Specialist- Energy Sector

Regions Bank • Charlotte, NC • 10h ago

Finance, Accounting & Banking

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place...

10h ago

Go to Apply

Mortgage Underwriter

First Horizon Bank • Charlotte, NC • 10h ago

Finance, Accounting & Banking

Description Location : On site in Charlotte, NC, Miami Lakes, FL, Plano, TX, Houston, TX, Birmingham, AL or Baton Rouge, LA. Summary : Underwrites residential mortgage loan applications according to agency, investor, reg...

10h ago

Go to Apply

Sales Leader II - Merchant Services Business Banking

PNC • Charlotte, NC • 10h ago

Finance, Accounting & Banking

Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to...

10h ago

Go to Apply

Accounting

ManpowerGroup • Davidson, NC • 10h ago

Finance, Accounting & Banking

Our client, a leading organization in the industry, is seeking an Accounting professional to join their team. As an Accounting, you will be part of the Finance Department supporting the Customer Rebate and Account teams....

10h ago

Go to Apply

Staff Accountant

Robert Half • Huntersville, NC • 11h ago

Finance, Accounting & Banking

Description Robert Half is working with a client in need of a staff accountant. The ideal candidate will have expertise in bank reconciliations. They would also possess a high level of accounting knowledge and ERP system...

11h ago

Go to Apply

Accounts Payable Specialist

TEKsystems • Fort Mill, SC • 11h ago

Finance, Accounting & Banking

Description This is a hybrid Accounts Payable Specialist position focusing on high-volume, global check disbursements and rigorous reporting. The role demands strong accuracy and requires 2-3 days in the Support Headquar...

11h ago

Go to Apply

CRE Credit Analyst - Homebuilder Finance

U.S. Bank • Charlotte, NC • 11h ago

Finance, Accounting & Banking

At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it tak...

11h ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)