VP/AML Investigations Manager

Bank OZK • Apollo Beach, FL • 1d ago

Job Purpose & Scope

Responsible for managing the AML Investigations team and overseeing the workstreams responsible for performing AML investigations. Ensures AML investigations are performed timely and that recommended Suspicious Activity Reports (SARs) are submitted to FinCEN according to departmental guidelines.

Essential Job Functions

Manages, leads, and mentors AML Investigations Analysts, ensuring they have necessary training and resources to perform their roles effectively.

Ensures AML investigations cases are assigned timely.

Oversees the AML Investigations Analysts to ensure the appropriate disposition is reached on AML investigations cases.

Monitors AML Quality Review (QR) results and provides coaching and feedback to the analysts.

Collaborates with Quality Review (QR) and AML Investigations Lead Analysts to identify analyst coaching opportunities and engages the analysts to ensure optimal performance.

Reviews high-risk customer transactions to identify unusual and potentially suspicious activity.

Reviews completed AML investigations cases and SARs for accuracy and completeness.

Identifies higher risk customers through transaction monitoring and account reviews and refers the customer to AML Operations and Sanctions Director for inclusion on the high-risk customer list.

Recommends the exiting of customer relationships to AML Investigations Director due to suspected illegal, unusual or unauthorized activity.

Assist with 314(b) requests and criminal subpoena process as needed.

Works closely with the Bank's Fraud Risk Management team to identify criminal and potential criminal activity against the Bank or its customers.

Assists in preparing related documentation for upcoming examinations and audits, as requested.

Assists other teams within BSA Administration and performs other duties, as necessary.

Knowledge, Skills & Abilities

Comprehensive knowledge of investigations and investigative techniques using the Internet, public websites and third-party repositories.

Comprehensive knowledge of BSA/AML laws (including Bank Secrecy Act, USA PATRIOT Act, US Treasury AML guidelines and OFAC requirements).

Knowledge of AML monitoring software and case management systems.

Ability to multi-task and prioritize work projects to meet deadlines.

Ability to utilize discretion and sound judgment in decision making.

Ability to communicate effectively both verbally and in writing, including presentation skills.

Ability to manage remote staff effectively.

Ability to travel for business purposes.

Ability to demonstrate initiative and accountability to meet work objectives.

Ability to work independently and as part of a team.

Ability to demonstrate effective organizational, time management and project management skills.

Ability to maintain attention to detail.

Skill in using computer and Microsoft Office, including Word, Excel, PowerPoint and Outlook.

Basic Qualifications

Bachelor's degree in finance, criminal justice, or a related field, or commensurate work experience, required.

Minimum of four (4) years' work experience in AML (or comparable field), preferably focusing on SAR investigations.

Minimum of two (2) years' work experience in a financial institution, required.

Minimum of two (2) years' experience leading, supervising, or managing others, required.

Professional Certification (CAMS, CFE, CBAP, CRCM) or other related certifications, or willingness to obtain, preferred.

Job Expectations

Job Expectations: O perate customary equipment and technology used in a business environment, with or without accommodation.

Note: This description is not an exhaustive list of all job functions, duties, skills, and job standards required. Other job functions, duties, skills, and standards may be added. Management reserves the right to add or change the job requirements at any time.

DNP

EEO Statement

Bank OZK is an equal opportunity employer and gives consideration for employment to qualified applicants without regard to race, color, religion, sex, national origin, age, sexual orientation, gender identity, disability status, protected veteran status, or any other characteristic protected by federal, state, and local law. Member FDIC.

Similar Jobs

Residential Property Manager

ORPM • Tampa • 10h ago

Management & Administrative

*** RESIDENTIAL PROPERTY MANAGER*** Work from home position very likely. **ATLEAST 2 YEARS OF PROPERTY MANAGEMENT IS NEEDED.** We are a Central Florida real estate firm currently managing over 500 properties. We are look...

10h ago

Go to Apply

Operations/Service Manager

Burlington • Tampa, FL • 21h ago

Management & Administrative

Position Overview Are you a proven leader with a strong drive to succeed? Do you work well in a process-driven environment where organization and efficiency are critical to success? Are you an expert multitasker who woul...

21h ago

Go to Apply

Senior Procurement Specialist

System One • Tampa, FL • 23h ago

Management & Administrative

Job Title: Senior Procurement Specialist Location: Tampa, FL Type: Contract Overview Leading pharmaceutical company looking for an experienced Senior Procurement Specialist. Ideal candidates should have a Bachelors degre...

23h ago

Go to Apply

Administrative Assistant

Raymond James Financial, Inc. • Saint Petersburg, FL • 1d ago

Management & Administrative

Responsibilities: Conduct data entry into company systems, and review and verify the information to ensure accuracy and accessibility. Open and distribute mail, and use form letters or emails to respond to routine reques...

1d ago

Go to Apply

Funeral Services Assistant (part-time)

SCI Shared Resources, LLC • Tampa, FL • 1d ago

Management & Administrative

Our associates celebrate lives. We celebrate our associates. Consider the possibilities of joining a Great Place to Work! Provides clerical and administrative assistance supporting funeral operations. Other general dutie...

1d ago

Go to Apply

2026 ETP Intern - Wealth Management, Multiple Locations

Regions Bank • Tampa, FL • 1d ago

Management & Administrative

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place...

1d ago

Go to Apply

Service Technician

Fairbanks Scales Inc. • Brandon, FL • 1d ago

Management & Administrative

2730 Broadway Center Blvd, Brandon, FL, USA | Hourly | Full Time Integrity . We stand behind every scale we have manufactured since 1830. How many companies can say that? If getting the job done right the first time matt...

1d ago

Go to Apply

Procurement Practice Representative

Accenture • Saint Petersburg, FL • 1d ago

Management & Administrative

As the Procurement Practice Representative, you will be the main point of contact for the Technology Advisory service offering, your primary role will be to build and maintain strong relationships with your portfolio of...

1d ago

Go to Apply

Business Account Manager

Acosta Group • Tampa, FL • 2d ago

Management & Administrative

DESCRIPTION The Senior Business Manager is critical to the current and future growth and profitability of the Company. The Senior Business Manager is recognized by both the Management Committee and his/her peers as a key...

2d ago

Go to Apply

Administrative Lead, Data Sciences and Analytics

Pfizer • Tampa, FL • 2d ago

Management & Administrative

Job Summary The primary focus of this position is to provide comprehensive day-to-day administrative support for the Head of Data Sciences and Analytics (DSA) in the Chief Medical Office (CMO). Your strong communication...

2d ago

Go to Apply

Subscribe to get new jobs sent directly to you
(no charge, cancel anytime)

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.