Sr Manager Technical Accounting & Reporting

Dunham & Associates Investment Counsel, Inc. • San Diego, CA • 1d ago

SENIOR MANAGER, TECHNICAL ACCOUNTING & REPORTING

Dunham & Associates Holdings, Inc. and its subsidiaries (collectively, "Dunham") is a thought leader in the financial services industry. The way we work is a direct reflection of our company culture; we believe in accountability, putting our clients first, and constantly striving for growth. Since 1985, Dunham has grown to become a multi-billion-dollar firm. We work with close to 1,400 Financial Advisors across all 50 states.

Dunham is an independently owned, registered Broker/Dealer helping Financial Advisors and individual investors reach their long-term goals. The firm's focus is on providing disciplined wealth management solutions and related services.

Job Summary:

The Technical Accounting and Reporting Senior Manager will be responsible for overseeing the firm's accounting processes, focusing on technical accounting matters, financial reporting, and ensuring compliance with accounting standards, such as U.S. GAAP, rules and regulations of the Financial Industry Regulatory Authority ("FINRA"), Securities and Exchange Commission ("SEC"), and various state regulatory authorities. The role involves managing complex transactions, preparing financial statements, and providing guidance on accounting issues for Dunham.

Essential Functions:

Technical Accounting:

Lead the technical accounting research and analysis of complex transactions.

Lead the new accounting guidance implementation.

Ensure proper accounting treatment in compliance with relevant accounting standards (e.g., ASC 326, ASC 842, ASC 740, etc.).

Provide accounting guidance on new business initiatives, product offerings, and acquisitions (if any).

Analyze emerging accounting pronouncements and assess their impact on the firm's financial statements and operations.

Accounting Policies:

Develop and properly document firm-wide accounting policies that support compliance with U.S. GAAP and business growth.

Provide trainings to Finance team members before publishing and implementing new policies.

Financial Reporting (External vs. Internal):

Oversee the preparation and review of external and internal financial statements, including monthly, quarterly, and annual reports.

Ensure the accuracy and timeliness of financial reporting to management, regulators, and stakeholders.

Prepare the annual financial statements in accordance with U.S. GAAP.

Regulatory Reporting:

Monitor changes in regulatory reporting requirements (e.g., FINRA) and ensure the firm's compliance with applicable rules and regulations.

Prepare and file regulatory reports such as the FOCUS filings required by FINRA.

Work closely with compliance team to ensure proper documentation and reporting of financial activities.

Audit and Tax Coordination:

Coordinate with external auditors to ensure successful and efficient audits.

Coordinate with external tax preparers to ensure successful and efficient tax compliance matters (e.g., tax returns, tax extensions, etc.).

Internal Controls and Process Improvement:

Design and implement effective internal controls to ensure the integrity and reliability of financial reporting.

Identify opportunities for process improvements in technical accounting, accounting policies, and financial reporting functions to enhance efficiency.

Projects:

Provide support for special projects for Dunham (e.g., syncing internal and external financial reporting).

Qualifications:

Certification : CPA.

Education: Bachelor's degree in Accounting.

Experience:

Minimum of 15 years of experience in accounting, with at least 10 years in a technical accounting and financial reporting role.

Experience with independent technical accounting research and documentation (e.g., position papers, technical accounting memorandum, etc.) as well as new guidance implementation.

Experience with developing, documenting and implementing accounting policies.

Experience with external financial reporting (e.g., full sets of financial statement preparation) and internal financial reporting (e.g., financial reporting package to the department heads, C-levels, and board of directors).

In-depth knowledge of U.S. GAAP.

Experience in a multi-entity organization.

Skills and Abilities:

High work ethics.

Strong experience in technical accounting, accounting policies, financial statement preparation, and internal controls.

Track record of providing high quality deliverables to meet all internal and external deadlines.

Proficiency in mid-size accounting software.

Excellent communication and interpersonal skills, with the ability to collaborate effectively with various departments and stakeholders.

Manage multiple priorities in a fast-paced environment.

Preferred Qualifications:

Combination of Big Four public accounting and industry experience.

Experience in technical accounting and financial reporting within the investment management industry.

Master's degree in Accounting.

Compensation:

Competitive salary based on experience ($120,000 - $150,000), with potential for bonuses and benefits.

Dunham offers a complete benefits package to full-time employees who regularly work more than 30 hours per week. Interns and temporary employees are not eligible for these benefits.

Health & Welfare

Medical, Dental & Vision (choices vary by state)

Life and AD&D Insurance (company paid)

Short-Term & Long-Term Disability (company paid)

Long-Term Care Insurance (company paid)

Flexible Spending Plans (Medical and Dependent Care)

Employee Assistance Plan (company paid)

Domestic Partner benefits

Aflac

Other Great Benefits!

401(k) Plan with generous company match

Employee Stock Purchase Plan

Paid Time Off (PTO) and Holiday benefits

Company-Sponsored Events

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